Filing Details

Accession Number:
0001439288-20-000177
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-05 18:15:07
Reporting Period:
2020-11-03
Accepted Time:
2020-11-05 18:15:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1439288 Rexnord Corp RXN General Industrial Machinery & Equipment (3560) 205197013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1615214 M Patricia Whaley 511 W. Freshwater Way
Milwaukee WI 53204
Vice Pres.-General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-03 33,849 $19.70 110,816 No 4 M Direct
Common Stock Disposition 2020-11-03 33,849 $34.30 76,967 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-11-03 33,849 $0.00 33,849 $19.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-05-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 201 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $29.31 2024-09-03 14,829 14,829 Direct
Common Stock Stock Option (right to buy) $25.77 2025-05-22 21,255 21,255 Direct
Common Stock Stock Option (right to buy) $23.13 2027-05-19 25,618 25,618 Direct
Common Stock Stock Option (right to buy) $28.91 2019-05-25 2028-05-25 10,022 10,022 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-09-03 14,829 14,829 Direct
2025-05-22 21,255 21,255 Direct
2027-05-19 25,618 25,618 Direct
2028-05-25 10,022 10,022 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $34.00 to $34.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  2. Based on information from the trustee of the 401(k) Plan.
  3. Option fully vested.
  4. The original option vests in three annual installments beginning on the date listed above.