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Filing Details

Accession Number:: 0001091667-20-000204
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-05 16:38:51
Reporting Period:: 2020-11-03

Accepted Time:: 2020-11-05 16:38:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1091667	Charter Communications Inc.	CHTR	Cable & Other Pay Television Services (4841)	841496755

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1504089	L Christopher Winfrey	C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-09-16	6,265	$0.00	85,388	No	5	J	Direct
Class A Common Stock	Acquisiton	2020-09-16	6,265	$0.00	7,210	No	5	J	Indirect	Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001
Class A Common Stock	Disposition	2020-11-03	6,265	$594.99	945	No	4	S	Indirect	Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001
Class A Common Stock	Disposition	2020-11-03	58,254	$595.89	27,134	No	4	S	Direct
Class A Common Stock	Disposition	2020-11-03	6,452	$0.00	20,674	No	5	G	Indirect	Shares held by Atalaya Management, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	J	Direct
No	5	J	Indirect	Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001
No	4	S	Indirect	Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001
No	4	S	Direct
No	5	G	Indirect	Shares held by Atalaya Management, LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Options	Disposition	2020-10-19	66,308	$0.00	66,308	$221.25
Class A Common Stock	Stock Options	Acquisiton	2020-10-19	66,308	$0.00	66,308	$221.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
165,770		2026-06-17	No	5	J	Direct
66,308		2026-06-17	No	5	J	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	34,908	Indirect	Shares held by Winfrey Dynasty Trust
Class A Common Stock	34,909	Indirect	Shares held by Yeniley L Winfrey Irrevocable Trust
Class A Common Stock	57,583	Indirect	Shares held by Christopher L. Winfrey 2018 GRAT II

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Stock Options	$221.25		2026-06-17	165,770	165,770	Indirect
Class A Common Stock	Stock Options	$221.25		2026-06-17	99,461	99,461	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-06-17	165,770	165,770	Indirect
2026-06-17	99,461	99,461	Indirect

Footnotes

On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.
Sales of shares effectively representing shares purchased in the market in 2010, 2011 and 2017 and a portion of an equity grant received in 2010.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $594.28 to $597.32, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $593.03 to $599.01, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Charitable gift to donor advised fund.
Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II.