Filing Details

Accession Number:
0001127602-20-028195
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-04 17:51:02
Reporting Period:
2020-11-02
Accepted Time:
2020-11-04 17:51:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
94049 Stepan Co SCL Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) 361823834
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229289 Jr Quinn F Stepan 22 W. Frontage Road
Northfield IL 60093
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-02 28,883 $41.16 226,626 No 4 M Direct
Common Stock Disposition 2020-11-02 10,157 $117.05 216,469 No 4 D Direct
Common Stock Disposition 2020-11-02 8,296 $41.16 208,173 No 4 F Direct
Common Stock Disposition 2020-11-02 10,430 $117.05 197,743 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2020-11-02 28,883 $0.00 28,883 $41.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-17 2025-02-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 61,249 Direct
Common Stock 11,577 Indirect By Esop II Trust
Common Stock 160,000 Indirect By Family LLC
Common Stock 48,000 Indirect By Family Trust
Common Stock 71,382 Indirect By Family Trust III
Common Stock 40,000 Indirect By Family Trust IV
Common Stock 25,000 Indirect By Spouse
Footnotes
  1. The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.
  2. Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.
  3. Withholding of Shares to satisfy tax liability on exercise of SARs.
  4. Joint Tenancy with Spouse.
  5. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.