Filing Details
- Accession Number:
- 0001104659-20-121392
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-11-04 16:49:21
- Reporting Period:
- 2020-11-03
- Accepted Time:
- 2020-11-04 16:49:21
- Original Submission Date:
- 2020-11-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604477 | Sqz Biotechnologies Co | SQZ | Fire, Marine & Casualty Insurance (6331) | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 5272 | American International Group Inc | 175 Water Street New York NY 10038 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-03 | 1,511,139 | $0.00 | 1,511,139 | No | 4 | C | Indirect | Through AIG DECO Fund I, LP |
| Common Stock | Acquisiton | 2020-11-03 | 38,895 | $0.00 | 38,895 | No | 4 | C | Indirect | Through LS Polaris Innovation Fund LP |
| Common Stock | Acquisiton | 2020-11-03 | 70,344 | $0.00 | 70,344 | No | 4 | C | Indirect | Through LS Polaris Innovation Fund LP |
| Common Stock | Acquisiton | 2020-11-03 | 625,000 | $16.00 | 625,000 | No | 4 | P | Indirect | Through AIG DECO Fund I, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | Through AIG DECO Fund I, LP |
| No | 4 | C | Indirect | Through LS Polaris Innovation Fund LP |
| No | 4 | C | Indirect | Through LS Polaris Innovation Fund LP |
| No | 4 | P | Indirect | Through AIG DECO Fund I, LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series D Preferred Stock | Disposition | 2020-11-03 | 1,435,079 | $0.00 | 1,511,139 | $0.00 |
| Common Stock | Series D Preferred Stock | Disposition | 2020-11-03 | 36,937 | $0.00 | 38,895 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2020-11-03 | 66,803 | $0.00 | 70,344 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- There is a 1.0530-for-one stock split of Issuer's common stock, and a proportionate adjustment to the ratio at which Issuer's preferred stock is convertible into common stock, effected on October 23, 2020. Shares of Issuer's outstanding preferred stock will automatically convert into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering of common stock.
- The stock is held directly by AIG DECO Fund I, LP is a wholly owned, indirect subsidiary of American International Group, Inc.
- The stock is held indirectly through American General Life Insurance Company ("AGL") as an LP in LS Polaris Innovation Fund LP. AGL is an indirect, wholly-owned subsidiary of American International Group, Inc.
- The Transaction Date was amended from 10/30/2020 to 11/3/2020.
Billionaire Hedge Funds
