Filing Details
- Accession Number:
- 0000899243-20-030382
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-04 16:05:12
- Reporting Period:
- 2020-11-03
- Accepted Time:
- 2020-11-04 16:05:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1593899 | Atea Pharmaceuticals Inc. | AVIR | Pharmaceutical Preparations (2834) | 460574869 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595725 | Rock Springs Capital Management Lp | 650 South Exeter St. Suite 1070 Baltimore MD 21202 | No | No | Yes | No | |
| 1735393 | Rock Springs Capital Master Fund Lp | C/O Walkers Corporate Limited, Cayman Co Center, 27 Hospital Road Georage Town E9 KY-1-9008 | No | No | Yes | No | |
| 1735397 | Rock Springs Capital Llc | 650 South Exeter St. Suite 1070 Baltimore MD 21202 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-03 | 1,412,016 | $0.00 | 1,412,016 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Acquisiton | 2020-11-03 | 282,403 | $0.00 | 282,403 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Acquisiton | 2020-11-03 | 242,708 | $24.00 | 1,654,724 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2020-11-03 | 7,292 | $24.00 | 289,695 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series D Convertible Preferred Stock | Disposition | 2020-11-03 | 890,313 | $0.00 | 890,313 | $0.00 |
| Common Stock | Series D-1 Convertible Preferred Stock | Disposition | 2020-11-03 | 521,703 | $0.00 | 521,703 | $0.00 |
| Common Stock | Series D Convertible Preferred Stock | Disposition | 2020-11-03 | 178,063 | $0.00 | 178,063 | $0.00 |
| Common Stock | Series D-1 Convertible Preferred Stock | Disposition | 2020-11-03 | 104,340 | $0.00 | 104,340 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- The preferred stock was convertible at any time, at the holder's election and had no expiration date. Each share of preferred stock was automatically converted into one share of common stock upon the closing of the Issuer's initial public offering of its common stock.
- The securities reported herein are held of record by Rock Springs Capital Master Fund LP ("Master Fund"). Rock Springs Capital LLC ("RSC") is the general partner of Rock Springs Capital Management LP ("RSCM") which is the investment manager to Master Fund. RSC and RSCM may therefore be deemed to have or share beneficial ownership of preferred stock held directly by Master Fund.
- The securities reported herein are held of record by Four Pines Master Fund LP ("Four Pines"). RSC is the general partner of RSCM which is the investment manager to Four Pines. RSC and RSCM may therefore be deemed to have or share beneficial ownership of the preferred stock held directly by Four Pines.
Billionaire Hedge Funds
