Home > Insider Trading > Filing (0001217234-20-000196)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1217234	Caredx Inc.	CDNA	Services-Medical Laboratories (8071)	943316839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1702824	Brian Michael Bell	C/O Caredx, Inc. 1 Tower Place, 9Th Floor South San Francisco CA 94080	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-11-03	3,333	$1.00	113,610	No	4	M	Direct
Common Stock	Acquisiton	2020-11-03	12,667	$27.17	126,277	No	4	M	Direct
Common Stock	Acquisiton	2020-11-03	1,168	$6.31	127,445	No	4	M	Direct
Common Stock	Acquisiton	2020-11-03	4,167	$12.24	131,612	No	4	M	Direct
Common Stock	Acquisiton	2020-11-03	3,750	$5.90	135,362	No	4	M	Direct
Common Stock	Acquisiton	2020-11-03	555	$2.80	135,917	No	4	M	Direct
Common Stock	Disposition	2020-11-03	32,574	$48.15	103,343	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-11-03	3,333	$0.00	3,333	$1.00
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-11-03	12,667	$0.00	12,667	$27.17
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-11-03	1,168	$0.00	1,168	$6.31
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-11-03	4,167	$0.00	4,167	$12.24
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-11-03	3,750	$0.00	3,750	$5.90
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-11-03	555	$0.00	555	$2.80

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,667	2027-04-21	No	4	M	Direct
19,333	2029-02-04	No	4	M	Direct
4,963	2028-01-19	No	4	M	Direct
21,875	2028-06-29	No	4	M	Direct
13,125	2027-10-27	No	4	M	Direct
1,667	2027-09-01	No	4	M	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.00 to $48.85, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
1/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
50% of the shares subject to the option vested on September 1, 2018 and 1/72nd of the shares subject to the option vest monthly thereafter.