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Home > Insider Trading > Filing (0001078782-20-000803)

Filing Details

Accession Number:: 0001078782-20-000803
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-03 16:44:54
Reporting Period:: 2020-10-01

Accepted Time:: 2020-11-03 16:44:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1384195	Ring Energy Inc.	REI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1307230	Rochford Living Trust Lloyd Timothy Rochford, Trustee	5 Clancy Lane South Rancho Mirage CA 92270		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-10-01	275,550	$0.00	1,679,500	No	4	J	Direct
Common Stock	Acquisiton	2020-10-29	142,800	$0.70	1,822,300	No	4	P	Direct
Restricted Stock	Disposition	2020-10-01	275,550	$0.00	0	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	P	Direct
No	4	J	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to purchase common stock	Acquisiton	2020-10-29	142,800	$0.70	142,800	$0.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
142,800	2020-10-29	2025-10-29	No	4	P	Direct

Footnotes

Accelerated vesting of restricted stock.
Shares are held by Rochford Family Trust
Acquired pursuant to a public underwritten offering.
Shares and warrants were purchased in public offering at an aggregate price of $0.70.