Filing Details

Accession Number:
0001247997-20-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-03 16:15:05
Reporting Period:
2020-10-30
Accepted Time:
2020-11-03 16:15:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
102426 Boulder Growth & Income Fund BIF () 132729672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247997 Trust Indies West Stewart C/O Alaska Trust Company
3000 A Street, Suite 200
Anchorage AK 99503
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-30 2,411,987 $6.56 4,211,106 No 4 P Direct
Common Stock Acquisiton 2020-10-30 12,689,062 $6.56 16,900,168 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Stewart R. Horejsi Trust No. 2 ("SRHT") and Ernest Horejsi Trust ("EHT"). The Reporting Person (also referred to herein as the "Trust") purchased 2,411,987 Shares from SRHT and 12,689,062 Shares from EHT, representing all the Shares then owned by SRHT and EHT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts.
  2. The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust.
  3. The Trust and trusts, persons and entities affiliated with the Trust, including Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer.