Filing Details

Accession Number:
0001104659-20-120551
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-02 16:34:35
Reporting Period:
2020-10-30
Accepted Time:
2020-11-02 16:34:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604477 Sqz Biotechnologies Co SQZ Fire, Marine & Casualty Insurance (6331) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
5272 American International Group Inc 175 Water Street
New York NY 10038
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-30 1,511,139 $0.00 1,511,139 No 4 C Indirect Through AIG DECO Fund I, LP
Common Stock Acquisiton 2020-10-30 38,895 $0.00 38,895 No 4 C Indirect Through LS Polaris Innovation Fund LP
Common Stock Acquisiton 2020-10-30 70,344 $0.00 70,344 No 4 C Indirect Through LS Polaris Innovation Fund LP
Common Stock Acquisiton 2020-10-30 625,000 $16.00 625,000 No 4 P Indirect Through AIG DECO Fund I, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect Through AIG DECO Fund I, LP
No 4 C Indirect Through LS Polaris Innovation Fund LP
No 4 C Indirect Through LS Polaris Innovation Fund LP
No 4 P Indirect Through AIG DECO Fund I, LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series D Preferred Stock Disposition 2020-10-30 1,435,079 $0.00 1,511,139 $0.00
Common Stock Series D Preferred Stock Disposition 2020-10-30 36,937 $0.00 38,895 $0.00
Common Stock Series C Preferred Stock Disposition 2020-10-30 66,803 $0.00 70,344 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. There is a 1.0530-for-one stock split of Issuer's common stock, and a proportionate adjustment to the ratio at which Issuer's preferred stock is convertible into common stock, effected on October 23, 2020. Shares of Issuer's outstanding preferred stock will automatically convert into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering of common stock.
  2. The stock is held directly by AIG DECO Fund I, LP is a wholly owned, indirect subsidiary of American International Group, Inc.
  3. The stock is held indirectly through American General Life Insurance Company ("AGL") as an LP in LS Polaris Innovation Fund LP. AGL is an indirect, wholly-owned subsidiary of American International Group, Inc.