Filing Details

Accession Number:
0001490906-20-000075
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-02 13:39:24
Reporting Period:
2020-10-30
Accepted Time:
2020-11-02 13:39:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490906 Capitol Federal Financial Inc. CFFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1751578 D. Robert Kobbeman C/O Capitol Federal Financial
700 South Kansas Ave
Topeka KS 66603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Cffn Common Stock Disposition 2020-10-30 2,276 $11.38 35,199 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Cffn Commnon Stock CFFN Phantom Stock 2019 Acquisiton 2020-10-30 0 $13.73 0 $13.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,716 2022-12-31 2022-12-31 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Cffn Common Stock 37,475 Direct
Cffn Commnon Stock 2,692 Indirect ESOP
Footnotes
  1. The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.