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Home > Insider Trading > Filing (0000018230-20-000287)

Filing Details

Accession Number:: 0000018230-20-000287
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-30 18:29:11
Reporting Period:: 2020-08-11

Accepted Time:: 2020-10-30 18:29:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
18230	Caterpillar Inc	CAT	Construction Machinery & Equip (3531)	370602744

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768624	P William Ainsworth	510 Lake Cook Road Suite 100 Deerfield IL 60015	Group President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-08-11	5,588	$0.00	76,501	No	4	G	Direct
Common Stock	Disposition	2020-10-30	12,000	$154.78	64,501	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,331	Indirect	Held by 401(k) Plan

Footnotes

The information in this report is based on a 401(k) plan statement dated as of September 30, 2020.