Filing Details

Accession Number:
0001414284-20-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-29 17:53:30
Reporting Period:
2020-10-28
Accepted Time:
2020-10-29 17:53:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 204929029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414284 J Timothy Riddle One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Ceo, Chartwell Inv. Partners No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-28 3,000 $12.52 267,416 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,500 Indirect Shares are held by Reporting Person's son.
Footnotes
  1. This price represents the approximate weighted average price per share of purchases of the Issuer's shares, which were executed at prices ranging from $12.36 to $12.60 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each price.