Filing Details

Accession Number:
0001209191-20-056149
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-28 20:12:49
Reporting Period:
2020-10-26
Accepted Time:
2020-10-28 20:12:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1097149 Align Technology Inc ALGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 943267295
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233163 M Joseph Hogan C/O Align Technology Inc.
2820 Orchard Parkway
San Jose CA 95131
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-10-26 8,640 $449.73 185,396 No 4 S Direct
Common Stock Disposition 2020-10-26 16,227 $452.70 169,169 No 4 S Direct
Common Stock Disposition 2020-10-26 22,752 $455.29 146,617 No 4 S Direct
Common Stock Disposition 2020-10-26 11,260 $458.16 135,157 No 4 S Direct
Common Stock Disposition 2020-10-26 5,664 $462.09 129,493 No 4 S Direct
Common Stock Disposition 2020-10-26 2,543 $464.96 126,950 No 4 S Direct
Common Stock Disposition 2020-10-26 11,110 $467.38 115,840 No 4 S Direct
Common Stock Disposition 2020-10-26 839 $469.89 115,001 No 4 S Direct
Common Stock Disposition 2020-10-26 965 $474.06 114,036 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,500 Indirect By Spouse
Footnotes
  1. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $448.15 to $450.985, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $451.015 to $453.99, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $454.02 to $465.995, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $457.01 to $459.92, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $460.00 to $463.99, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $464.21 to $465.70, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $466.10 to $468.98, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $469.52 to $470.36, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $473.35 to $475.38, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  10. Represents shares held by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.