Filing Details

Accession Number:
0001018500-20-000002
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-10-28 13:56:36
Reporting Period:
2020-10-14
Accepted Time:
2020-10-28 13:56:36
Original Submission Date:
2020-10-15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1059213 Dividend & Income Fund DNIF () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018500 Bassett Thomas Winmill P.o. Box 4
Walpole NH 03608
See "explanation Of Responses" Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Shares Of Beneficial Interest Acquisiton 2020-09-25 60 $9.25 16,327 No 4 J Direct
Shares Of Beneficial Interest Acquisiton 2020-09-25 391 $9.25 16,718 No 4 J Direct
Shares Of Beneficial Interest Acquisiton 2020-10-14 401 $9.56 17,119 No 4 P Direct
Shares Of Beneficial Interest Acquisiton 2020-10-14 4,599 $9.65 21,718 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Reflects shares acquired through reinvestment of dividends.
  2. Reflects shares acquired through reinvestment of dividends.
  3. Correction made to the number of shares owned following the transaction.
  4. Correction made to the number of shares owned following the transaction.