Filing Details
- Accession Number:
- 0001707267-20-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-26 16:10:48
- Reporting Period:
- 2020-10-22
- Accepted Time:
- 2020-10-26 16:10:48
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221280 | Ralph Bartel | Casella Postale 823 6612 Ascona V8 6612 | Yes | No | Yes | No | |
| 1349132 | Azzurro Capital Inc | C/O Moore Stephens Po Box 743, Suite 5 Watergardens 4 J1 GX11 1AA | No | No | Yes | No | |
| 1349156 | Trust 2005 Bartel Ralph | C/O Fedelta Trust Limited 29/31 Athol Street, Omar House Bldg Isle Of Man X0 1M11LB | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-22 | 50,000 | $7.80 | 4,518,125 | No | 4 | P | Indirect | Shares purchased are directly owned by Azzurro Capital Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Shares purchased are directly owned by Azzurro Capital Inc. |
Footnotes
- The number of shares reported as beneficially owned was not changed by this transaction. Azzurro Capital Inc. previously held a proxy granting the power to vote the shares now acquired. Although Azzurro Capital Inc. disclaimed beneficial ownership in the shares and had no pecuniary interest in the shares, the shares were included in the number of shares reported as beneficially owned, as Azzurro Capital Inc. acknowledged that it may have been deemed the beneficial owner of the shares.
- Indirect ownership applies to Ralph Bartel and the Ralph Bartel 2005 Trust.
Billionaire Hedge Funds
