Filing Details

Accession Number:
0001127602-20-027473
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-23 19:22:10
Reporting Period:
2020-10-22
Accepted Time:
2020-10-23 19:22:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130144 Sierra Bancorp BSRR State Commercial Banks (6022) 330937517
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1321939 F James Gardunio 86 N. Main Street
Porterville CA 93257
Evp/Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-22 5,000 $17.25 5,000 No 4 M Direct
Common Stock Disposition 2020-10-22 5,000 $20.70 0 No 4 S Direct
Common Stock Acquisiton 2020-10-22 5,000 $16.35 5,000 No 4 M Direct
Common Stock Disposition 2020-10-22 5,000 $20.70 0 No 4 S Direct
Common Stock Acquisiton 2020-10-22 2,450 $10.73 2,450 No 4 M Direct
Common Stock Disposition 2020-10-22 2,450 $20.70 0 No 4 S Direct
Common Stock Acquisiton 2020-10-23 1,550 $10.73 1,550 No 4 M Direct
Common Stock Disposition 2020-10-23 1,550 $20.75 0 No 4 S Direct
Common Stock Acquisiton 2020-10-23 2,700 $10.21 2,700 No 4 M Direct
Common Stock Disposition 2020-10-23 2,700 $20.75 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2020-10-22 5,000 $0.00 5,000 $17.25
Common Stock Stock Options Disposition 2020-10-22 5,000 $0.00 5,000 $16.35
Common Stock Stock Options Disposition 2020-10-22 2,450 $0.00 2,450 $10.73
Common Stock Stock Options Disposition 2020-10-23 1,550 $0.00 1,550 $10.73
Common Stock Stock Options Disposition 2020-10-23 2,700 $0.00 2,700 $10.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-02-18 2026-02-18 No 4 M Direct
0 2014-11-20 2024-11-20 No 4 M Direct
1,550 2011-11-18 2020-11-18 No 4 M Direct
0 2011-11-18 2020-11-18 No 4 M Direct
0 2012-11-15 2022-11-15 No 4 M Direct
Footnotes
  1. This option is immediately vested.
  2. Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.