Filing Details

Accession Number:
0001209191-20-055620
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-22 19:53:44
Reporting Period:
2020-10-20
Accepted Time:
2020-10-22 19:53:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1719395 Eargo Inc. EAR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235952 Joshua Makower 1954 Greenspring Drive
Suite 600
Timonium MD 21093
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-20 1,858,716 $0.00 1,858,716 No 4 C Indirect See note 2
Common Stock Acquisiton 2020-10-20 1,426,354 $0.00 3,285,070 No 4 C Indirect See note 2
Common Stock Acquisiton 2020-10-20 791,214 $0.00 4,076,284 No 4 C Indirect See note 2
Common Stock Acquisiton 2020-10-20 699,163 $0.00 4,775,447 No 4 C Indirect See note 2
Common Stock Acquisiton 2020-10-20 1,433,459 $0.00 6,208,906 No 4 C Indirect See note 2
Common Stock Acquisiton 2020-10-20 311,111 $18.00 6,520,017 No 4 P Indirect See note 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See note 2
No 4 C Indirect See note 2
No 4 C Indirect See note 2
No 4 C Indirect See note 2
No 4 C Indirect See note 2
No 4 P Indirect See note 2
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B-1 Preferred Stock Disposition 2020-10-20 546,532 $0.00 1,858,716 $0.00
Common Stock Series C Preferred Stock Disposition 2020-10-20 1,274,929 $0.00 1,426,354 $0.00
Common Stock Series C-1 Preferred Stock Disposition 2020-10-20 762,959 $0.00 791,214 $0.00
Common Stock Series D Preferred Stock Disposition 2020-10-20 560,789 $0.00 699,163 $0.00
Common Stock Series E Preferred Stock Disposition 2020-10-20 1,433,459 $0.00 1,433,459 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series B-1 Preferred Stock automatically converted into shares of Common Stock on a 1:3.400930233 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  2. The Reporting Person is a manager of NEA 15 GP, LLC, which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L.P. ("NEA 15"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 15 in which the Reporting Person has no pecuniary interest.
  3. The Series C Preferred Stock automatically converted into shares of Common Stock on a 1:1.118772093 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  4. The Series C-1 Preferred Stock automatically converted into shares of Common Stock on a 1:1.037033844 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  5. The Series D Preferred Stock automatically converted into shares of Common Stock on a 1:1.246748888 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  6. The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.