Filing Details

Accession Number:
0000899243-20-029083
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-22 19:53:17
Reporting Period:
2020-10-20
Accepted Time:
2020-10-22 19:53:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1719395 Eargo Inc. EAR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1431159 Juliet Bakker Tammenoms C/o Eargo, Inc.
1600 Technology Drive, 6Th Floor
Menlo Park CA 95110
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-20 3,685,358 $0.00 3,685,358 No 4 C Indirect See Footnote
Common Stock Acquisiton 2020-10-20 233,333 $18.00 3,918,691 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series E Preferred Stock Disposition 2020-10-20 3,685,358 $0.00 3,685,358 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  2. These shares are are held directly by Longitude Venture Partners IV, L.P. ("LVP4"). Longitude Capital Partners IV, LLC ("LCP4") is the general partner of LVP4 and may be deemed to have voting, investment and dispositive power over the shares held by LVP4. The Reporting Person and Patrick G. Enright are managing members of LCP4 (each a "Manager" and collectively, the "Managers") and may each be deemed to share voting, investment and dispositive power with respect to the shares held by LVP4. Each of LCP4 and the Managers disclaims beneficial ownership of the shares held by LVP4 and this report shall not be deemed an admission that any of them is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.