Home > Insider Trading > Filing (0001209191-20-055617)

Filing Details

Accession Number:: 0001209191-20-055617
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-22 19:50:00
Reporting Period:: 2020-10-20

Accepted Time:: 2020-10-22 19:50:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1719395	Eargo Inc.	EAR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1277631	Forest Baskett	1954 Greenspring Drive Suite 600 Timonium MD 21093		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-10-20	1,858,716	$0.00	1,858,716	No	4	C	Indirect	See note 2
Common Stock	Acquisiton	2020-10-20	1,426,354	$0.00	3,285,070	No	4	C	Indirect	See note 2
Common Stock	Acquisiton	2020-10-20	791,214	$0.00	4,076,284	No	4	C	Indirect	See note 2
Common Stock	Acquisiton	2020-10-20	699,163	$0.00	4,775,447	No	4	C	Indirect	See note 2
Common Stock	Acquisiton	2020-10-20	1,433,459	$0.00	6,208,906	No	4	C	Indirect	See note 2
Common Stock	Acquisiton	2020-10-20	311,111	$18.00	6,520,017	No	4	P	Indirect	See note 2

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See note 2
No	4	C	Indirect	See note 2
No	4	C	Indirect	See note 2
No	4	C	Indirect	See note 2
No	4	C	Indirect	See note 2
No	4	P	Indirect	See note 2

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series B-1 Preferred Stock	Disposition	2020-10-20	546,532	$0.00	1,858,716	$0.00
Common Stock	Series C Preferred Stock	Disposition	2020-10-20	1,274,929	$0.00	1,426,354	$0.00
Common Stock	Series C-1 Preferred Stock	Disposition	2020-10-20	762,959	$0.00	791,214	$0.00
Common Stock	Series D Preferred Stock	Disposition	2020-10-20	560,789	$0.00	699,163	$0.00
Common Stock	Series E Preferred Stock	Disposition	2020-10-20	1,433,459	$0.00	1,433,459	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

The Series B-1 Preferred Stock automatically converted into shares of Common Stock on a 1:3.400930233 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Reporting Person is a manager of NEA 15 GP, LLC, which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L.P. ("NEA 15"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 15 in which the Reporting Person has no pecuniary interest.
The Series C Preferred Stock automatically converted into shares of Common Stock on a 1:1.118772093 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series C-1 Preferred Stock automatically converted into shares of Common Stock on a 1:1.037033844 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series D Preferred Stock automatically converted into shares of Common Stock on a 1:1.246748888 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.