Filing Details

Accession Number:
0001209191-20-055616
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-22 19:48:51
Reporting Period:
2020-10-20
Accepted Time:
2020-10-22 19:48:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1719395 Eargo Inc. EAR () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1629794 New Enterprise Associates 15, L.p. 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1640031 Nea Partners 15, L.p. 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1640033 Nea 15 Gp, Llc 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-20 1,858,716 $0.00 1,858,716 No 4 C Direct
Common Stock Acquisiton 2020-10-20 1,426,354 $0.00 3,285,070 No 4 C Direct
Common Stock Acquisiton 2020-10-20 791,214 $0.00 4,076,284 No 4 C Direct
Common Stock Acquisiton 2020-10-20 699,163 $0.00 4,775,447 No 4 C Direct
Common Stock Acquisiton 2020-10-20 1,433,459 $0.00 6,208,906 No 4 C Direct
Common Stock Acquisiton 2020-10-20 311,111 $18.00 6,520,017 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B-1 Preferred Stock Disposition 2020-10-20 546,532 $0.00 1,858,716 $0.00
Common Stock Series C Preferred Stock Disposition 2020-10-20 1,274,929 $0.00 1,426,354 $0.00
Common Stock Series C-1 Preferred Stock Disposition 2020-10-20 762,959 $0.00 791,214 $0.00
Common Stock Series D Preferred Stock Disposition 2020-10-20 560,789 $0.00 699,163 $0.00
Common Stock Series E Preferred Stock Disposition 2020-10-20 1,433,459 $0.00 1,433,459 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. The Series B-1 Preferred Stock automatically converted into shares of Common Stock on a 1:3.400930233 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  2. The shares are directly held by New Enterprise Associates 15, L.P. ("NEA 15"), and indirectly held by NEA Partners 15, L.P. ("NEA Partners 15"), the sole general partner of NEA 15, NEA 15 GP, LLC ("NEA 15 GP"), the sole general partner of NEA Partners 15, and the individual managers of NEA 15 GP (NEA Partners 15, NEA 15 GP and the individual managers of NEA 15 GP, together, the "Indirect Reporting Persons"). The individual managers of NEA 15 GP are Forest Baskett, Anthony A. Florence, Jr., Mohamad Makhzoumi, Josh Makower, Scott D. Sandell and Peter W. Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 15 shares in which the Indirect Reporting Persons have no pecuniary interest.
  3. The Series C Preferred Stock automatically converted into shares of Common Stock on a 1:1.118772093 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  4. The Series C-1 Preferred Stock automatically converted into shares of Common Stock on a 1:1.037033844 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  5. The Series D Preferred Stock automatically converted into shares of Common Stock on a 1:1.246748888 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  6. The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.