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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
895421	Morgan Stanley	MS	Commercial Banks, Nec (6029)	0331

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
67088	Mitsubishi Ufj Financial Group Inc	7-1, Marunouchi 2-Chome, Chiyoda-Ku Tokyo M0 100-8330		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-06-24	2	$46.95	377,084,705	No	4	S	Indirect	Through Subsidiary
Common Stock	Disposition	2020-06-24	0	$46.95	377,084,705	No	4	S	Indirect	Through Subsidiary
Common Stock	Disposition	2020-10-19	97	$52.05	377,084,608	No	4	S	Indirect	Through Subsidiary
Common Stock	Disposition	2020-10-19	0	$52.11	377,084,608	No	4	S	Indirect	Through Subsidiary
Common Stock	Disposition	2020-10-19	13	$52.11	377,084,595	No	4	S	Indirect	Through Subsidiary
Common Stock	Disposition	2020-10-19	12	$52.11	377,084,583	No	4	S	Indirect	Through Subsidiary
Non-Cumulative Preferred Stock, Series H	Disposition	2020-10-19	1,020,000	$0.96	0	No	4	S	Indirect	Through Subsidiary

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary

Footnotes

By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also a director of Morgan Stanley by deputization.
The purchases and sales reflect the Reporting Person's pecuniary interest in transactions effected by its wholly-owned subsidiaries indirectly through certain investment funds.
The Reporting Person has disgorged the profits realized by these transactions to the Issuer, including all transactions as to which the Reporting Person has disclaimed beneficial ownership and all transactions and securities which the Reporting Person has disclaimed being subject to Section 16.
The amounts reported in this column reflect not only the transactions set forth in this disclosure, but also those reported in prior Form 4 filings.
This Form 4 is the result of the Reporting Person's review of past trading activity in Morgan Stanley equity securities. That review, which began in late 2018, remains ongoing, and the Reporting Person will make further disclosures should it determine that it is necessary to do so.
Each reported share of the Series H Preferred Stock represents $1 of liquidation value of that security.