Filing Details

Accession Number:
0000899243-20-028926
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-21 20:39:57
Reporting Period:
2013-10-28
Accepted Time:
2020-10-21 20:39:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895421 Morgan Stanley MS Commercial Banks, Nec (6029) 0331
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
67088 Mitsubishi Ufj Financial Group Inc 7-1, Marunouchi 2-Chome, Chiyoda-Ku
Tokyo M0 100-8330
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-28 0 $29.09 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Acquisiton 2013-11-15 0 $30.46 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Disposition 2013-12-18 0 $30.69 432,017,152 No 4 S Indirect Through Subsidiary
Common Stock Acquisiton 2014-01-16 0 $31.87 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Acquisiton 2014-01-17 0 $32.83 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Acquisiton 2014-01-31 0 $29.55 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Disposition 2014-04-08 0 $29.35 432,017,152 No 4 S Indirect Through Subsidiary
Common Stock Acquisiton 2014-05-09 0 $29.50 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Acquisiton 2014-05-13 0 $30.42 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Disposition 2014-06-24 0 $32.18 432,017,152 No 4 S Indirect Through Subsidiary
Common Stock Acquisiton 2014-11-19 0 $35.36 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Disposition 2014-12-11 0 $37.68 432,017,152 No 4 S Indirect Through Subsidiary
Common Stock Disposition 2014-12-16 0 $35.59 432,017,152 No 4 S Indirect Through Subsidiary
Common Stock Acquisiton 2015-02-26 0 $36.33 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Acquisiton 2015-07-16 0 $40.07 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Acquisiton 2015-07-23 0 $40.53 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Acquisiton 2015-12-14 0 $32.33 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Disposition 2015-12-14 0 $31.77 432,017,152 No 4 S Indirect Through Subsidiary
Common Stock Acquisiton 2015-12-16 0 $33.35 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Acquisiton 2016-02-18 0 $24.06 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Disposition 2016-03-02 0 $25.99 432,017,152 No 4 S Indirect Through Subsidiary
Common Stock Acquisiton 2016-03-03 0 $25.99 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Disposition 2016-04-01 0 $25.04 432,017,152 No 4 S Indirect Through Subsidiary
Common Stock Disposition 2016-04-11 0 $24.14 432,017,152 No 4 S Indirect Through Subsidiary
Common Stock Acquisiton 2016-05-31 0 $27.37 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Disposition 2016-05-31 0 $27.72 432,017,152 No 4 S Indirect Through Subsidiary
Common Stock Acquisiton 2016-07-13 0 $27.18 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Acquisiton 2016-07-26 0 $29.23 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Acquisiton 2016-08-03 0 $28.42 432,017,152 No 4 P Indirect Through Subsidiary
Common Stock Acquisiton 2016-10-19 0 $32.93 432,017,152 No 4 P Indirect Through Subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
Footnotes
  1. By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also a director of Morgan Stanley by deputization.
  2. The purchases and sales reflect the Reporting Person's pecuniary interest in transactions effected by its wholly-owned subsidiaries indirectly through certain investment funds.
  3. The Reporting Person has disgorged the profits realized by these transactions to the Issuer, including all transactions as to which the Reporting Person has disclaimed beneficial ownership and all transactions and securities which the Reporting Person has disclaimed being subject to Section 16.
  4. The amounts reported in this column reflect not only the transactions set forth in this disclosure, but also those reported in prior Form 4 filings.
  5. This Form 4 is the result of the Reporting Person's review of past trading activity in Morgan Stanley equity securities. That review, which began in late 2018, remains ongoing, and the Reporting Person will make further disclosures should it determine that it is necessary to do so.