Filing Details

Accession Number:
0001209191-20-055425
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-20 20:01:18
Reporting Period:
2020-10-20
Accepted Time:
2020-10-20 20:01:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819790 Tarsus Pharmaceuticals Inc. TARS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341382 N James Topper 601 Union Street, Suite 3200
Seattle WA 92101
No No Yes No
1365617 J Patrick Heron 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
1720320 Frazier Life Sciences Ix, L.p. 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
1782789 Fhmls Ix, L.p. 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
1782791 Fhmls Ix, L.l.c. 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-20 1,390,376 $0.00 1,390,376 No 4 C Direct
Common Stock Acquisiton 2020-10-20 214,281 $0.00 1,604,657 No 4 C Direct
Common Stock Acquisiton 2020-10-20 312,500 $16.00 1,917,157 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2020-10-20 1,390,376 $0.00 1,390,376 $0.00
Common Stock Series C Preferred Stock Disposition 2020-10-20 214,281 $0.00 214,281 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's common stock, par value $0.0001 per share, on a one-for-one basis. The shares of Preferred Stock had no expiration date.
  2. The shares are held directly by Frazier Life Sciences IX, L.P. ("FLS LP"). The general partner of FLS LP is FHMLS IX, L.P., and the general partner of FHMLS IX, L.P. is FHMLS IX, LLC. James Topper and Patrick Heron are the sole managing members of FHMLS IX, LLC, and share voting and dispositive power over the shares held by FLS LP. Each of Dr. Topper, Mr. Heron, FHMLS IX, L.P. and FHMLS IX, LLC disclaim beneficial ownership of the shares held by FLS LP, except to the extent of their pecuniary interest therein.