Filing Details

Accession Number:
0001567619-20-018019
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-20 18:37:26
Reporting Period:
2020-10-16
Accepted Time:
2020-10-20 18:37:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378950 Carparts.com Inc. PRTS Retail-Auto & Home Supply Stores (5531) 680623433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415267 L Joshua Berman C/O Carparts.com, Inc.
2050 W. 190Th Street, Suite 400
Torrance CA 90504
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-16 20,000 $3.25 119,492 No 4 M Direct
Common Stock Disposition 2020-10-16 20,000 $12.54 99,492 No 4 S Direct
Common Stock Acquisiton 2020-10-19 20,000 $2.33 119,492 No 4 M Direct
Common Stock Disposition 2020-10-19 20,000 $12.65 99,492 No 4 S Direct
Common Stock Acquisiton 2020-10-20 30,000 $3.87 129,492 No 4 M Direct
Common Stock Disposition 2020-10-20 30,000 $13.27 99,492 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2020-10-16 20,000 $0.00 20,000 $3.25
Common Stock Stock Options (Right to Buy) Disposition 2020-10-19 20,000 $0.00 20,000 $2.33
Common Stock Stock Options (Right to Buy) Disposition 2020-10-20 30,000 $0.00 30,000 $3.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
145,000 2024-05-20 No 4 M Direct
125,000 2025-05-20 No 4 M Direct
95,000 2026-05-31 No 4 M Direct
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported above reflects the weighted-average sale price for each day, with the low and high price from the range of prices shown as follows:October 16, 2020: Low price of $12.34 and a high price of $12.85.October 19, 2020: Low price of $12.34 and a high price of $12.90.October 20, 2020: Low price of $12.60 and a high price of $13.55.
  2. The stock option was granted to the Reporting Person on May 20, 2014 pursuant to the Company's 2007 Omnibus Incentive Plan. Thirty-three percent (33%) of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vested in equal monthly installments thereafter over two years.
  3. The stock option was granted to the Reporting Person on May 20, 2015 pursuant to the Company's 2007 Omnibus Incentive Plan. Thirty-three percent (33%) of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vested in equal monthly installments thereafter over two years.
  4. The stock option was granted to the Reporting Person on May 31, 2016 pursuant to the Company's 2007 Omnibus Incentive Plan. Thirty-three percent (33%) of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vested in equal monthly installments thereafter over two years.