Filing Details

Accession Number:
0001628280-20-014622
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-20 18:04:47
Reporting Period:
2020-10-16
Accepted Time:
2020-10-20 18:04:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425287 Workhorse Group Inc. WKHS Motor Vehicles & Passenger Car Bodies (3711) 261394771
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685081 Duane Hughes C/O Workhorse Group Inc.
100 Commerce Drive
Loveland OH 45140
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Disposition 2020-10-16 50,000 $23.00 338,600 No 4 S Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2020-10-16 50,000 $5.28 388,600 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.001 Par Value Per Share Stock Options Disposition 2020-10-16 50,000 $5.28 50,000 $5.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
350,000 2017-06-30 2027-05-19 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.001 Par Value Per Share Stock Options $4.99 2016-02-03 2021-02-03 5,989 5,989 Direct
Common Stock, $0.001 Par Value Per Share Stock Options $0.97 2019-03-31 2024-02-04 1,000,000 1,000,000 Direct
Common Stock, $0.001 Par Value Per Share Stock Options $0.97 2019-02-04 2024-02-04 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-03 5,989 5,989 Direct
2024-02-04 1,000,000 1,000,000 Direct
2024-02-04 50,000 50,000 Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.