Filing Details

Accession Number:
0001567619-20-018008
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-20 16:58:22
Reporting Period:
2020-10-20
Accepted Time:
2020-10-20 16:58:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1799448 Aligos Therapeutics Inc. ALGS () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1687880 Versant Venture Capital Vi, L.p. One Sansome Street, Suite 3630
San Francisco CA 94104
No No Yes No
1765253 Versant Vantage I, L.p. One Sansome Street, Suite 3630
San Francisco CA 94104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-20 2,145,991 $0.00 2,145,991 No 4 C Direct
Common Stock Acquisiton 2020-10-20 198,839 $0.00 2,344,830 No 4 C Direct
Common Stock Acquisiton 2020-10-20 85,065 $0.00 2,429,895 No 4 C Direct
Common Stock Acquisiton 2020-10-20 463,959 $0.00 463,959 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-10-20 198,485 $0.00 662,444 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-10-20 200,000 $15.00 862,444 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2020-10-20 2,145,991 $0.00 2,145,991 $0.00
Common Stock Series B-1 Preferred Stock Disposition 2020-10-20 198,839 $0.00 198,839 $0.00
Common Stock Series B-1 Preferred Stock Disposition 2020-10-20 463,959 $0.00 463,959 $0.00
Common Stock Series B-2 Preferred Stock Disposition 2020-10-20 85,065 $0.00 85,065 $0.00
Common Stock Series B-2 Preferred Stock Disposition 2020-10-20 198,485 $0.00 198,485 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Indirect
0 No 4 C Direct
0 No 4 C Indirect
Footnotes
  1. Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.
  2. These securities are held of record by Versant Venture Capital VI, L.P. ("VVC VI"). Versant Ventures VI GP, L.P. ("VV VI GP") is the general partner of VVC VI, and Versant Ventures VI GP-GP, LLC ("VV VI GP-GP") is the general partner of VV VI GP. Thomas Woiwode Ph.D. is a managing director of VV VI GP-GP and may be deemed to share voting and dispositive power over the shares held by VVC VI and disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. A Form 4 is being filed separately by Dr. Woiwode in his capacity as a Director of the Issuer.
  3. These securities are held of record by by Versant Vantage I, L.P. ("VV I"). Versant Vantage I GP, L.P. ("VV I GP") is the general partner of VV I, and Versant Vantage I GP-GP, LLC ("VV I GP-GP") is the general partner of VV I GP. Thomas Woiwode Ph.D. is a managing director of VV I GP-GP and may be deemed to share voting and dispositive power over the shares held by VV I and disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. A Form 4 is being filed separately by Dr. Woiwode in his capacity as a Director of the issuer.