Filing Details

Accession Number:
0001225208-20-012629
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-20 16:44:15
Reporting Period:
2020-10-16
Accepted Time:
2020-10-20 16:44:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39368 Fuller H B Co FUL Adhesives & Sealants (2891) 410268370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443909 James Owens 1200 Willow Lake Boulevard
P.o. Box 64683
St. Paul MN 55164-0683
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-16 11,101 $28.40 214,582 No 4 M Direct
Common Stock Disposition 2020-10-16 11,101 $49.92 203,481 No 4 S Direct
Common Stock Acquisiton 2020-10-19 27,839 $28.40 231,320 No 4 M Direct
Common Stock Disposition 2020-10-19 6,817 $49.73 224,503 No 4 S Direct
Common Stock Disposition 2020-10-19 21,022 $48.89 203,481 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2020-10-16 11,101 $28.40 11,101 $28.40
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2020-10-19 27,839 $28.40 27,839 $28.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
66,780 2013-01-26 2022-01-26 No 4 M Direct
38,941 2013-01-26 2022-01-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 359 Indirect By 401(k) Plan
Common Stock 280 Indirect By Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $33.38 2017-01-19 2026-01-19 182,039 182,039 Direct
Common Stock Employee Stock Option (Right-to-Buy) $39.64 2014-01-24 2023-01-24 80,697 80,697 Direct
Common Stock Employee Stock Option (Right-to-Buy) $41.00 2016-01-22 2025-01-22 112,727 112,727 Direct
Common Stock Employee Stock Option (Right-to-Buy) $45.04 2020-01-24 2029-01-24 226,403 226,403 Direct
Common Stock Employee Stock Option (Right-to-Buy) $48.35 2021-01-24 2030-01-24 238,872 238,872 Direct
Common Stock Employee Stock Option (Right-to-Buy) $48.92 2015-01-23 2024-01-23 79,061 79,061 Direct
Common Stock Employee Stock Option (Right-to-Buy) $50.10 2018-01-26 2027-01-26 151,826 151,826 Direct
Common Stock Employee Stock Option (Right-to-Buy) $53.57 2019-01-25 2028-01-25 146,887 146,887 Direct
Common Stock Performance Stock Option (Right-to-Buy) $57.70 2021-01-31 2027-10-20 289,684 289,684 Direct
Common Stock Performance Stock Units $0.00 2020-01-24 2022-01-24 16,674 16,674 Direct
Common Stock Performance Stock Units $0.00 2019-01-25 2021-01-25 5,453 5,453 Direct
Common Stock Performance Stock Units (CEO) $0.00 2020-01-24 2022-01-24 16,675 16,675 Direct
Common Stock Performance Stock Units (CEO) $0.00 2019-01-25 2021-01-25 5,457 5,457 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-01-19 182,039 182,039 Direct
2023-01-24 80,697 80,697 Direct
2025-01-22 112,727 112,727 Direct
2029-01-24 226,403 226,403 Direct
2030-01-24 238,872 238,872 Direct
2024-01-23 79,061 79,061 Direct
2027-01-26 151,826 151,826 Direct
2028-01-25 146,887 146,887 Direct
2027-10-20 289,684 289,684 Direct
2022-01-24 16,674 16,674 Direct
2021-01-25 5,453 5,453 Direct
2022-01-24 16,675 16,675 Direct
2021-01-25 5,457 5,457 Direct
Footnotes
  1. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $49.90 to $50.02. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  2. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $49.51 to $50.12. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  3. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $48.51 to $49.50. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  4. This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
  5. Held jointly by spouse and son.
  6. This option is 100% vested.
  7. This option vests in three equal annual installments beginning on the date shown.
  8. These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
  9. These performance stock units convert into shares of common stock on a 1-for-1 basis.
  10. These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
  11. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
  12. These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.