Filing Details

Accession Number:
0000899243-20-028503
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-16 16:01:19
Reporting Period:
2020-02-25
Accepted Time:
2020-10-16 16:01:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1622148 Highland Global Allocation Fund HGLB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1606636 J Robert Froehlich 300 Crescent Court, Suite 700
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-25 182 $9.03 1,616 No 4 P Indirect See Footnote
Common Stock Acquisiton 2020-10-13 1,000 $6.05 2,616 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,657 Indirect See Footnote
Footnotes
  1. These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends.
  2. These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust. Total shares also reflect reinvested dividends.