Filing Details

Accession Number:
0001140361-20-022927
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-13 17:01:26
Reporting Period:
2020-06-08
Accepted Time:
2020-10-13 17:01:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1566895 Ncino Inc. NCNO Services-Prepackaged Software (7372) 453806440
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1815157 Trisha Price 6770 Parker Farm Drive, Suite 200
Wilmington NC 28405
Chief Product Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-12 81,632 $2.45 92,743 No 4 M Direct
Common Stock Acquisiton 2020-10-13 43,368 $2.45 136,111 No 4 M Direct
Common Stock Acquisiton 2020-10-13 22,857 $4.50 158,968 No 4 M Direct
Common Stock Disposition 2020-10-13 66,225 $72.00 92,743 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2020-06-08 54,375 $0.00 54,375 $0.00
Common Stock Stock Option (Right to Buy) Disposition 2020-10-12 81,632 $0.00 81,632 $2.45
Common Stock Stock Option (Right to Buy) Disposition 2020-10-13 43,368 $0.00 43,368 $2.45
Common Stock Stock Option (Right to Buy) Disposition 2020-10-13 22,857 $0.00 22,857 $4.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
54,375 2027-06-08 No 4 A Direct
0 2026-05-01 No 4 M Direct
0 2026-05-01 No 4 M Direct
77,143 2026-10-01 No 4 M Direct
Footnotes
  1. Each RSU represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer.
  2. This transaction occurred prior to the Issuer's initial public offering and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Person's Form 3.
  3. This option vested in four equal annual installments starting on May 1, 2017.
  4. This option vests in four equal annual installments starting on October 1, 2017, subject to the reporting person's continued employment through the applicable vesting date. This option fully vests and becomes exercisable upon a change in control of the Issuer.