Filing Details
- Accession Number:
- 0001140361-20-022925
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-13 17:01:05
- Reporting Period:
- 2020-10-08
- Accepted Time:
- 2020-10-13 17:01:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1566895 | Ncino Inc. | NCNO | Services-Prepackaged Software (7372) | 453806440 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1814457 | L Joshua Glover | 6770 Parker Farm Drive, Suite 200 Wilmington NC 28405 | Chief Revenue Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-08 | 35,000 | $2.45 | 105,037 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-10-08 | 22,941 | $4.98 | 127,978 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-13 | 69,637 | $72.00 | 58,341 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-10-08 | 35,000 | $0.00 | 35,000 | $2.45 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-10-08 | 22,941 | $0.00 | 22,941 | $4.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-01-01 | No | 4 | M | Direct | |
| 20,080 | 2027-02-01 | No | 4 | M | Direct |
Footnotes
- This option vested in four equal annual installments starting on August 1, 2016.
- This option vests in four equal annual installments starting on February 1, 2018, subject to the reporting person's continued employment through the applicable vesting date. This option fully vests and becomes exercisable upon a change in control of the Issuer.
- The reporting person's sale of shares of common stock of the Issuer ("Shares") reported herein is matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 250 shares, with the reporting person's purchase of 250 Shares at a price of $31 per Share on July 16, 2020. The reporting person has paid to the Issuer $9,665, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
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