Filing Details

Accession Number:
0001140361-20-022920
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-13 17:00:20
Reporting Period:
2020-10-13
Accepted Time:
2020-10-13 17:00:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1566895 Ncino Inc. NCNO Services-Prepackaged Software (7372) 453806440
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1814524 Spencer Lake 6770 Parker Farm Drive, Suite 200
Wilmington NC 28405
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-13 11,400 $4.98 11,400 No 4 M Direct
Common Stock Disposition 2020-10-13 11,400 $72.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Stock Option (Right to Buy) Disposition 2020-10-13 11,400 $0.00 11,400 $4.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,850 2027-06-01 No 4 M Direct
Footnotes
  1. This option was granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017.
  2. On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting.