Filing Details

Accession Number:
0001214659-20-008571
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-13 16:34:20
Reporting Period:
2020-10-12
Accepted Time:
2020-10-13 16:34:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1737287 Allogene Therapeutics Inc. ALLO Biological Products, (No Disgnostic Substances) (2836) 823562771
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1754937 Alison Moore 210 East Grand Avenue
South San Francisco CA 94080
Chief Technical Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-12 24,233 $2.27 132,603 No 4 M Direct
Common Stock Disposition 2020-10-12 24,233 $42.00 108,370 No 4 S Direct
Common Stock Acquisiton 2020-10-13 11,031 $2.27 119,401 No 4 M Direct
Common Stock Disposition 2020-10-13 11,031 $42.00 108,370 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-10-12 24,233 $0.00 24,233 $2.27
Common Stock Stock Option (Right to Buy) Disposition 2020-10-13 11,031 $0.00 11,031 $2.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
590,990 2028-06-25 No 4 M Direct
579,959 2028-06-25 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in June 2020.
  2. One-fourth of the 892,500 shares subject to the stock option vested on June 1, 2019, and the remaining shares vest in 36 successive equal monthly installments thereafter.