Filing Details
- Accession Number:
- 0001415889-20-002449
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-13 12:48:39
- Reporting Period:
- 2020-10-12
- Accepted Time:
- 2020-10-13 12:48:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1606366 | El Pollo Loco Holdings Inc. | LOCO | Retail-Eating Places (5812) | 203563182 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614571 | Laurance Roberts | C/O El Pollo Loco Holdings, Inc. 3535 Harbor Blvd, Suite 100 Costa Mesa CA 92626 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-12 | 5,000 | $4.09 | 100,048 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-12 | 5,000 | $18.00 | 95,048 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2020-10-12 | 5,000 | $0.00 | 5,000 | $4.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,183 | 2016-12-28 | 2023-07-15 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019.
Billionaire Hedge Funds
