Filing Details

Accession Number:
0001209191-20-054592
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-13 09:50:50
Reporting Period:
2020-10-08
Accepted Time:
2020-10-13 09:50:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72331 Nordson Corp NDSN General Industrial Machinery & Equipment, Nec (3569) 340590250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390754 Shelly Peet 28601 Clemens Road
Westlake OH 44145
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-01-17 45 $0.00 31,528 No 4 G Direct
Common Stock Disposition 2020-06-26 6 $0.00 31,580 No 4 G Direct
Common Stock Acquisiton 2020-10-08 5,200 $71.75 35,009 No 4 M Direct
Common Stock Acquisiton 2020-10-08 5,800 $79.66 40,809 No 4 M Direct
Common Stock Disposition 2020-10-08 11,000 $201.25 29,809 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 G Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2020-10-08 5,200 $201.25 5,200 $71.75
Common Stock Employee Stock Options (right to buy) Disposition 2020-10-08 5,800 $201.25 5,800 $79.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-11-25 No 4 M Direct
0 2024-11-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6 Indirect By Company ESOP Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Options (right to buy) $70.91 2025-11-23 9,100 9,100 Direct
Common Stock Employee Stock Options (right to buy) $107.65 2026-11-21 6,600 6,600 Direct
Common Stock Employee Stock Options (right to buy) $127.67 2027-11-20 6,500 6,500 Direct
Common Stock Employee Stock Options (right to buy) $124.90 2028-11-26 6,100 6,100 Direct
Common Stock Employee Stock Options (right to buy) $165.21 2029-11-25 6,175 6,175 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-11-23 9,100 9,100 Direct
2026-11-21 6,600 6,600 Direct
2027-11-20 6,500 6,500 Direct
2028-11-26 6,100 6,100 Direct
2029-11-25 6,175 6,175 Direct
Footnotes
  1. The total holdings include 58 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.
  2. Exercise of reporting person's stock options that would otherwise expire November 25, 2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
  3. The total holdings include 29 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.
  4. The balance has been reduced by 1,800 shares to reflect over-reporting of target/award performance shares in January 2020.
  5. Exercise of reporting person's stock options that would otherwise expire November 24, 2024, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
  6. Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $200.38 to $202.20. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
  7. Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).
  8. All such options have fully vested.
  9. The options vest in 4 equal annual installments beginning on November 21, 2017.
  10. The options vest in 4 equal annual installments beginning on November 20, 2018.
  11. The options vest in 4 equal annual installments beginning on November 26, 2019.
  12. The options vest in 4 equal annual installments beginning on November 25, 2020.