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Filing Details

Accession Number:: 0001596783-20-000185
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-09 15:24:34
Reporting Period:: 2020-10-07

Accepted Time:: 2020-10-09 15:24:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596783	Catalent Inc.	CTLT	Pharmaceutical Preparations (2834)	208737688

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1721336	Jonathan Arnold	C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873	Pres. Oral & Specialty Deliv.	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-10-07	11,845	$20.50	50,463	No	4	M	Direct
Common Stock	Acquisiton	2020-10-07	3,680	$31.96	54,143	No	4	M	Direct
Common Stock	Acquisiton	2020-10-07	8,560	$24.44	62,703	No	4	M	Direct
Common Stock	Acquisiton	2020-10-07	5,877	$36.02	68,580	No	4	M	Direct
Common Stock	Acquisiton	2020-10-07	2,078	$42.23	70,658	No	4	M	Direct
Common Stock	Acquisiton	2020-10-07	5,144	$43.88	75,802	No	4	M	Direct
Common Stock	Acquisiton	2020-10-07	2,158	$54.94	77,960	No	4	M	Direct
Common Stock	Disposition	2020-10-07	23,414	$91.50	54,546	No	4	F	Direct
Common Stock	Disposition	2020-10-07	15,928	$91.50	38,618	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to purchase Common Stock	Disposition	2020-10-07	11,845	$0.00	11,845	$20.50
Common Stock	Options to purchase Common Stock	Disposition	2020-10-07	3,680	$0.00	3,680	$31.96
Common Stock	Options to purchase Common Stock	Disposition	2020-10-07	8,560	$0.00	8,560	$24.44
Common Stock	Options to purchase Common Stock	Disposition	2020-10-07	5,877	$0.00	5,877	$36.02
Common Stock	Options to purchase Common Stock	Disposition	2020-10-07	2,078	$0.00	2,078	$42.23
Common Stock	Options to purchase Common Stock	Disposition	2020-10-07	5,144	$0.00	5,144	$43.88
Common Stock	Options to purchase Common Stock	Disposition	2020-10-07	2,158	$0.00	2,158	$54.94

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2024-07-30	No	4	M	Direct
0	2025-08-27	No	4	M	Direct
0	2026-07-26	No	4	M	Direct
1,962	2027-07-24	No	4	M	Direct
2,081	2027-10-04	No	4	M	Direct
5,145	2028-07-23	No	4	M	Direct
6,476	2029-07-22	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
Includes restricted stock units.
Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
Represents shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
On July 30, 2014, the reporting person was granted options to purchase 47,378 shares of common stock of the Issuer which vest and become exercisable in four equal annual installments beginning on July 30, 2015.
On August 27, 2015, the reporting person was granted options to purchase 7,358 shares of common stock of the Issuer which vest and become exercisable in four equal annual installments beginning on August 27, 2016.
On July 26, 2016, the reporting person was granted options to purchase 11,413 shares of common stock of the Issuer which vest and become exercisable in four equal annual installments beginning on July 26, 2017.
On July 24, 2017, the reporting person was granted options to purchase 7,839 shares of common stock of the Issuer which vest and become exercisable in four equal annual installments beginning on July 24, 2018.
On October 4, 2017, the reporting person was granted options to purchase 4,159 shares of common stock of the Issuer which vest and become exercisable in four equal annual installments beginning on October 4, 2018.
The options vest and become exercisable in four equal annual installments beginning on July 23, 2019.
The options vest and become exercisable in four equal annual installments beginning on July 22, 2020.