Filing Details

Accession Number:
0001246360-20-001611
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-07 18:21:11
Reporting Period:
2020-10-05
Accepted Time:
2020-10-07 18:21:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604643 Evoqua Water Technologies Corp. AQUA Refrigeration & Service Industry Machinery (3580) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1720156 Vincent Grieco 210 Sixth Avenue Suite 3300
Pittsburgh PA 15222
Evp, Gc & Secretary No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-05 13,319 $4.64 63,312 No 4 M Direct
Common Stock Disposition 2020-10-05 13,319 $22.75 49,993 No 4 S Direct
Common Stock Acquisiton 2020-10-06 2,700 $4.64 52,693 No 4 M Direct
Common Stock Disposition 2020-10-06 2,700 $23.25 49,993 No 4 S Direct
Common Stock Acquisiton 2020-10-07 10,619 $4.64 60,612 No 4 M Direct
Common Stock Disposition 2020-10-07 10,619 $23.25 49,993 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-10-05 13,319 $0.00 13,319 $4.64
Common Stock Stock Option (Right to Buy) Disposition 2020-10-06 2,700 $0.00 2,700 $4.64
Common Stock Stock Option (Right to Buy) Disposition 2020-10-07 10,619 $0.00 10,619 $4.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
53,277 2025-01-19 No 4 M Direct
50,577 2025-01-19 No 4 M Direct
39,958 2025-01-19 No 4 M Direct
Footnotes
  1. The amount of these securities shown in column 5 of this table includes 15,250 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Grieco on February 19, 2020.
  2. This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Grieco on August 28, 2020.
  3. This option is fully vested.