Filing Details

Accession Number:
0001689923-20-000087
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-06 16:47:49
Reporting Period:
2020-10-05
Accepted Time:
2020-10-06 16:47:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1689923 Alteryx Inc. AYX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198529 Kevin Rubin C/O Alteryx, Inc.
3345 Michelson Drive, Suite 400
Irvine CA 92612
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-10-05 2,300 $0.00 43,651 No 4 C Direct
Class A Common Stock Acquisiton 2020-10-05 1,600 $27.09 45,251 No 4 M Direct
Class A Common Stock Acquisiton 2020-10-05 1,100 $68.26 46,351 No 4 M Direct
Class A Common Stock Disposition 2020-10-05 8,250 $115.00 38,101 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to Buy) Disposition 2020-10-05 2,300 $0.00 2,300 $12.30
Class A Common Stock Class B Common Stock Acquisiton 2020-10-05 2,300 $0.00 2,300 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-10-05 2,300 $0.00 2,300 $0.00
Class A Common Stock Stock Option (Right to Buy) Disposition 2020-10-05 1,600 $0.00 1,600 $27.09
Class A Common Stock Stock Option (Right to Buy) Disposition 2020-10-05 1,100 $0.00 1,100 $68.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,309 2026-11-28 No 4 M Direct
2,300 No 4 M Direct
0 No 4 C Direct
28,769 2028-01-05 No 4 M Direct
20,688 2029-03-03 No 4 M Direct
Footnotes
  1. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
  2. Includes (i) 37,789 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 190 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020.
  3. Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 6, 2020.
  4. The stock option vested and became exercisable as to 1/4th of the shares subject to the option on November 29, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
  5. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
  6. The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date.
  7. The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date.