Filing Details
- Accession Number:
- 0001225208-20-012242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-05 18:06:08
- Reporting Period:
- 2020-10-01
- Accepted Time:
- 2020-10-05 18:06:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | Raytheon Technologies Corp | RTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1377692 | Kelly Robert Ortberg | 870 Winter Street Waltham MA 02451 | Special Advisor To Off Of Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-08 | 3 | $59.49 | 77,306 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2020-10-01 | 2,057 | $0.00 | 79,363 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-01 | 2,057 | $57.46 | 77,306 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2020-10-02 | 51,169 | $0.00 | 128,475 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-02 | 19,737 | $59.34 | 108,738 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2020-10-01 | 2,057 | $0.00 | 2,057 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2020-10-02 | 51,169 | $0.00 | 51,169 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 295,933 | No | 4 | M | Direct | ||
| 244,764 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,364 | Indirect | By Savings Plan Trustee |
Footnotes
- Acquisition pursuant to dividend reinvestment.
- Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
- Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan (LTIP), which relate to 55,140 shares of RTX Common Stock.
- Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Rockwell Collins RSUs originally awarded on November 13, 2017.
Billionaire Hedge Funds
