Filing Details

Accession Number:
0001179110-20-010239
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-05 17:05:25
Reporting Period:
2020-10-01
Accepted Time:
2020-10-05 17:05:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26076 Cubic Corp CUB Measuring & Controlling Devices, Nec (3829) 951678055
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1097235 H Bradley Feldmann 9333 Balboa Avenue
San Diego CA 92123
Chairman/President/Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-01 34,263 $0.00 88,709 No 4 M Direct
Common Stock Disposition 2020-10-01 17,205 $57.54 71,504 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2020-10-01 5,972 $0.00 5,972 $0.00
Common Stock Restricted Stock Units Disposition 2020-10-01 5,599 $0.00 5,599 $0.00
Common Stock Restricted Stock Units Disposition 2020-10-01 7,796 $0.00 7,796 $0.00
Common Stock Restricted Stock Units Disposition 2020-10-01 14,896 $0.00 14,896 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
5,598 No 4 M Direct
15,590 No 4 M Direct
29,796 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,547 Indirect Cubic 401(k)
Common Stock 5,115 Indirect Feldmann IRA
Common Stock 33 Indirect The Feldmann Family Trust DTD 04-20-12
Common Stock 11 Indirect Child
Footnotes
  1. Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.
  2. Includes a total of 485 shares acquired through the Employee Stock Purchase Plan on December 31, 2019 and June 30, 2020.
  3. Consists of shares sold by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.
  4. Represents shares held by Reporting Person's 401(k).
  5. Represents shares held by the PTC Cust Rollover FBO Bradley Feldmann, of which Reporting Person is the sole owner with full vesting and disposition right.
  6. Represents shares held by The Feldmann Family Trust DTD 04-20-2012, of which Reporting Person and his spouse are Co-Trustees with full voting and disposition rights.
  7. Represents shares held by Reporting Person's son, a dependent not living in household. Reporting Person disclaims beneficial ownership of these securities.
  8. This is the fourth of four vesting installments of RSUs granted to Reporting Person on November 14, 2016.
  9. This is the third of four vesting installments of RSUs granted to Reporting Person on November 27, 2017. The remaining 5,598 shares from such grant shall vest on October 1, 2021, subject to Reporting Person's continuous service through each application vesting date.
  10. This is the second of four vesting installments of RSUs granted to Reporting Person on November 21, 2018. The remaining 15,590 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date.
  11. This is the first of three vesting installments of RSUs granted to Reporting Person on November 29, 2019. The remaining 29,796 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date.