Filing Details
- Accession Number:
- 0000769317-20-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-05 13:14:34
- Reporting Period:
- 2020-09-28
- Accepted Time:
- 2020-10-05 13:14:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1610940 | Etf Managers Group Commodity Trust I | RISE | () | MN |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
769317 | Sit Investment Associates Inc | 3300 Ids Center 80 South Eighth Street Minneapolis MN 55402 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Etf Managers Group Commodity Trust I - Sit Rising Rate Etf | Disposition | 2020-09-28 | 61,200 | $20.02 | 0 | No | 5 | S | Direct | |
Etf Managers Group Commodity Trust I - Sit Rising Rate Etf | Disposition | 2020-09-28 | 60,000 | $20.02 | 0 | No | 5 | S | Indirect | By Sit Fixed Income Advisors II, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | S | Direct | |
No | 5 | S | Indirect | By Sit Fixed Income Advisors II, LLC |
Footnotes
- This is an exit transaction reporting. After the 9/28/2020 transaction, 0 shares are directly or indirectly held.
- Sit Fixed Income Advisors II, LLC is a subsidiary of Sit Investment Associates, Inc. ("Sit"). The securities held by Sit may be deemed to be beneficially owned by Roger J. Sit. Mr. Sit is Chairman, President, CEO, and Global Chief Investment Officer of Sit. Mr. Sit and members of his family are predominant owners, directly or through trusts, of Sit, representing more than 50 percent of the voting power of each entity. Each entity and Mr. Sit disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.