Filing Details

Accession Number:
0000769317-20-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-05 13:14:34
Reporting Period:
2020-09-28
Accepted Time:
2020-10-05 13:14:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610940 Etf Managers Group Commodity Trust I RISE () MN
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
769317 Sit Investment Associates Inc 3300 Ids Center
80 South Eighth Street
Minneapolis MN 55402
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Etf Managers Group Commodity Trust I - Sit Rising Rate Etf Disposition 2020-09-28 61,200 $20.02 0 No 5 S Direct
Etf Managers Group Commodity Trust I - Sit Rising Rate Etf Disposition 2020-09-28 60,000 $20.02 0 No 5 S Indirect By Sit Fixed Income Advisors II, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 S Direct
No 5 S Indirect By Sit Fixed Income Advisors II, LLC
Footnotes
  1. This is an exit transaction reporting. After the 9/28/2020 transaction, 0 shares are directly or indirectly held.
  2. Sit Fixed Income Advisors II, LLC is a subsidiary of Sit Investment Associates, Inc. ("Sit"). The securities held by Sit may be deemed to be beneficially owned by Roger J. Sit. Mr. Sit is Chairman, President, CEO, and Global Chief Investment Officer of Sit. Mr. Sit and members of his family are predominant owners, directly or through trusts, of Sit, representing more than 50 percent of the voting power of each entity. Each entity and Mr. Sit disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.