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Filing Details

Accession Number:: 0001209191-20-053428
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-05 06:05:41
Reporting Period:: 2020-09-30

Accepted Time:: 2020-10-05 06:05:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1321655	Palantir Technologies Inc.	PLTR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1211060	Peter Thiel	C/O Palantir Technologies Inc. 1555 Blake Street, Suite 250 Denver CO 80202		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-10-01	418,672	$9.75	268,840	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-10-01	1,983,906	$9.75	2,088,743	No	4	S	Direct
Class A Common Stock	Disposition	2020-10-01	1,908,596	$9.75	1,735,083	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-10-01	58,836	$9.75	53,487	No	4	S	Indirect	See Footnote
Class A Common Stock	Acquisiton	2020-10-02	96,116,105	$0.00	97,851,188	No	4	C	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Direct
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	C	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2020-10-02	96,116,105	$0.00	96,116,105	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,954,631	Indirect	See Footnote
Class A Common Stock	43,296	Indirect	See Footnote
Class A Common Stock	241,227	Indirect	See Footnote

Footnotes

These shares are held of record by Clarium L.P. ("Clarium"). The Reporting Person is the President of Clarium Capital Management, LLC, which is general partner of Clarium. The Reporting Person may be deemed to have beneficial ownership over the securities held by Clarium. The Reporting Person disclaims beneficial ownership of the shares held by Clarium except to the extent of his pecuniary interest therein.
These shares are held of record by Mithril PAL-SPV 1, LLC ("Mithril"). The Reporting Person is the Chairman of the Investment Committee of Mithril GP LLC, the General Partner of Mithril LP, which, in turn, owns Mithril. The Reporting Person may be deemed to have beneficial ownership over the securities held by Mithril. The Reporting Person disclaims beneficial ownership of the shares held by Mithril except to the extent of his pecuniary interest therein.
Share numbers have been adjusted to reflect changes in beneficial ownership for no consideration in transfers exempt from Section 16 pursuant to Rule 16a-3 of the Securities Exchange Act of 1934, as amended.
These shares are held of record by FF4 Investment LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by FF4 Investment LLC.
This transaction was executed in multiple trades at prices ranging from $9.70 to $10.00. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
These shares are held of record by STS Holdings II LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by STS Holdings II LLC.
These shares are held of record by Rivendell 7 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 7 LLC.
These shares are held of record by Rivendell 25 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 25 LLC.
Represents the conversion of Class B Common Stock into Class A Common Stock.
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.