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Filing Details

Accession Number:: 0001209191-20-053427
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-05 06:03:50
Reporting Period:: 2020-09-30

Accepted Time:: 2020-10-05 06:03:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1321655	Palantir Technologies Inc.	PLTR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1211060	Peter Thiel	C/O Palantir Technologies Inc. 1555 Blake Street, Suite 250 Denver CO 80202		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-09-30	18,367,343	$10.13	5,661,683	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	2,018,004	$11.16	3,643,679	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	566,208	$10.13	174,532	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	62,209	$11.16	112,323	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	115,553	$10.34	1,620,557	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	9,369	$11.19	0	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	19,851	$10.34	279,538	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	1,609	$11.19	277,929	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	276,772	$0.00	1,157	No	4	J	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	32,469	$10.34	457,247	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	2,633	$11.19	1,891	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	656,609	$10.34	9,246,785	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	53,239	$11.19	38,229	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	9,790	$10.34	137,316	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	794	$11.19	136,522	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	136,520	$0.00	2	No	4	J	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	190,372	$10.34	2,669,889	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	15,436	$11.19	33	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	536,002	$10.34	7,517,193	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	43,460	$11.19	91	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	70,297	$10.34	985,875	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	5,699	$11.19	0	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	218,992	$10.34	3,071,224	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	17,756	$11.19	0	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	65	$10.34	937	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-09-30	5	$11.19	932	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2020-10-02	908	$9.14	24	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,644,373	Indirect	See Footnote
Class A Common Stock	680,815	Indirect	See Footnote
Class A Common Stock	3,276,826	Indirect	See Footnote

Footnotes

This transaction was executed in multiple trades at prices ranging from $10.00 to $10.90. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
These shares are held of record by Rivendell 7 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 7 LLC.
This transaction was executed in multiple trades at prices ranging from $11.00 to $11.40. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
These shares are held of record by Rivendell 25 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 25 LLC.
This transaction was executed in multiple trades at prices ranging from $10.00 to $10.99. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
These shares are held of record by The Founders Fund, LP ("FF-I"). The Reporting Person is one of the managing members of The Founders Fund Management, LLC, which is the general partner of FF-I. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-I. The Reporting Person disclaims beneficial ownership over the shares held by FF-I except to the extent of his pecuniary interest therein.
This transaction was executed in multiple trades at prices ranging from $11.09 to $11.31. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Share numbers have been adjusted to reflect changes in form of beneficial ownership for no consideration in transfers exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
These shares are held of record by The Founders Fund II Entrepreneurs Fund, LP ("FF-IIE"). The Reporting Person is one of the managing members of The Founders Fund II Management, LLC ("FFIIM"), which is the general partner of FF-IIE. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIE. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIE except to the extent of his pecuniary interest therein.
Reflects a distribution to limited partners; the Reporting Person has no pecuniary interest in the reported shares.
These shares are held of record by The Founders Fund II Principals Fund, LP ("FF-IIP"). The Reporting Person is one of the managing members of FFIIM, which is the general partner of FF-IIP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIP except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund II, LP ("FF-II"). The Reporting Person is one of the managing members of FFIIM, which is the general partner of FF-II. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-II. The Reporting Person disclaims beneficial ownership over the shares held by FF-II except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund III Entrepreneurs Fund, LP ("FF-IIIE"). The Reporting Person is one of the managing members of The Founders Fund III Management, LLC ("FFIIIM"), which is the general partner of FF-IIIE. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIIE. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIIE except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund III Principals Fund, LP ("FF-IIIP"). The Reporting Person is one of the managing members of FFIIIM, which is the general partner of FF-IIIP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIIP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIIP except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund III, LP ("FF-III"). The Reporting Person is one of the managing members of FFIIIM, which is the general partner of FF-III. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-III. The Reporting Person disclaims beneficial ownership over the shares held by FF-III except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund IV Principals Fund, LP ("FF-IVP"). The Reporting Person is one of the managing members of The Founders Fund IV Management, LLC ("FFIVM"), which is the general partner of FF-IVP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IVP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IVP except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund IV, LP ("FF-IV"). The Reporting Person is one of the managing members of FFIVM, which is the general partner of FF-IV. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IV. The Reporting Person disclaims beneficial ownership over the shares held by FF-IV except to the extent of his pecuniary interest therein.
These shares are held of record by FF Pathfinder VI, LLC ("FF Pathfinder"). The Reporting Person is one of the managing members of The Founders Fund VI Management LLC, which is the managing member of FF Pathfinder. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF Pathfinder. The Reporting Person disclaims beneficial ownership over the shares held by FF Pathfinder except to the extent of his pecuniary interest therein.
These shares are held of record by PT Ventures, LLC ("PTV"), of which the Reporting Person is the Managing Member. The Reporting Person may be deemed to have beneficial ownership over the securities held by PTV. The Reporting Person disclaims beneficial ownership of the shares held by PTV except to the extent of his pecuniary interest therein.
These shares are held of record by Thiel Capital LLC, of which the Reporting Person is the Manager. The Reporting Person has beneficial ownership over the securities held by Thiel Capital LLC.
These shares are held of record by PLTR Holdings LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by PLTR Holdings LLC.