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Filing Details

Accession Number:: 0001209191-20-053424
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-02 21:47:39
Reporting Period:: 2020-09-30

Accepted Time:: 2020-10-02 21:47:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1321655	Palantir Technologies Inc.	PLTR	Services-Prepackaged Software (7372)	680551851

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1823919	A. Matthew Long	C/O Palantir Technologies Inc. 1555 Blake Street, Suite 250 Denver CO 80202	General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-09-30	1,313,410	$0.00	1,313,410	No	4	A	Direct
Class A Common Stock	Disposition	2020-09-30	278,993	$9.76	1,034,417	No	4	S	Direct
Class A Common Stock	Disposition	2020-09-30	136,050	$10.65	898,367	No	4	S	Direct
Class A Common Stock	Disposition	2020-09-30	24,361	$11.22	874,006	No	4	S	Direct
Class A Common Stock	Acquisiton	2020-10-01	200	$0.00	874,206	No	4	C	Direct
Class A Common Stock	Acquisiton	2020-10-01	139,800	$0.00	1,014,006	No	4	C	Direct
Class A Common Stock	Disposition	2020-10-01	140,000	$9.90	874,006	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	C	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (Right to buy)	Disposition	2020-10-01	200	$0.00	200	$1.50
Class A Common Stock	Class B Common Stock	Acquisiton	2020-10-01	200	$0.00	200	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-10-01	200	$0.00	200	$0.00
Class B Common Stock	Employee Stock Option (Right to buy)	Disposition	2020-10-01	139,800	$0.00	139,800	$2.70
Class A Common Stock	Class B Common Stock	Acquisiton	2020-10-01	139,800	$0.00	139,800	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-10-01	139,800	$0.00	139,800	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2021-12-19	No	4	M	Direct
200		No	4	M	Direct
0		No	4	C	Direct
860,200	2022-07-02	No	4	M	Direct
139,800		No	4	M	Direct
0		No	4	C	Direct

Footnotes

These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable time-based vesting schedule and conditions of each RSU and the Reporting Person continuing as a service provider through each applicable vesting date. The performance condition of these previously granted RSUs was satisfied upon the listing and public trading of the Issuer's Class A Common Stock.
A portion of these shares was sold to cover tax withholding obligations in connection with the vesting of RSUs.
This transaction was executed in multiple trades at prices ranging from $9.12 to $10.115. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction was executed in multiple trades at prices ranging from $10.12 to $11.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction was executed in multiple trades at prices ranging from $11.12 to $11.41. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Represents conversion of Class B Common Stock into Class A Common Stock.
All of the shares subject to the option are fully vested and exercisable as of the date hereof.
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.