Filing Details

Accession Number:
0001791403-20-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-02 19:37:36
Reporting Period:
2020-09-30
Accepted Time:
2020-10-02 19:37:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1423774 Zuora Inc ZUO Services-Prepackaged Software (7372) 205530976
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1791403 J. Robert Traube C/O Zuora, Inc.
101 Redwood Shores Parkway
Redwood City CA 94065
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-09-30 25,000 $0.00 35,130 No 4 M Direct
Class A Common Stock Acquisiton 2020-09-30 6,250 $0.00 41,380 No 4 M Direct
Class A Common Stock Disposition 2020-10-01 10,969 $10.31 30,411 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units (RSU)(Class A) Disposition 2020-09-30 25,000 $0.00 25,000 $0.00
Class A Common Stock Restricted Stock Units (RSU)(Class A) Disposition 2020-09-30 6,250 $0.00 6,250 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
75,000 No 4 M Direct
87,500 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
  2. The RSU vests over four years, with 1/4 of the shares underlying the initial grant vesting on September 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date. This award was originally included in Table I on the Form 4 filed by the Reporting Person on November 1, 2019.
  3. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
  4. The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.