Home > Insider Trading > Filing (0001209191-20-053344)

Filing Details

Accession Number:: 0001209191-20-053344
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-02 18:42:01
Reporting Period:: 2020-09-30

Accepted Time:: 2020-10-02 18:42:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596967	Moelis & Co	MC	Investment Advice (6282)	464500216

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1604659	Elizabeth Crain	C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022	Chief Operating Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-09-30	15,000	$35.00	34,102	No	4	S	Direct
Class A Common Stock	Disposition	2020-10-02	7,545	$36.00	26,557	No	4	S	Direct
Class A Common Stock	Disposition	2020-10-02	12,455	$36.00	0	No	4	S	Indirect	by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	by Trust

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	2015 Incentive RSUs	Acquisiton	2020-09-30	52	$0.00	52	$0.00
Class A Common Stock	2016 Incentive RSUs	Acquisiton	2020-09-30	72	$0.00	72	$0.00
Class A Common Stock	2017 Incentive RSUs	Acquisiton	2020-09-30	104	$0.00	104	$0.00
Class A Common Stock	2018 Incentive RSUs	Acquisiton	2020-09-30	134	$0.00	134	$0.00
Class A Common Stock	2019 Incentive RSUs	Acquisiton	2020-09-30	277	$0.00	277	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,215	No	4	A	Direct
9,967	No	4	A	Direct
14,448	No	4	A	Direct
18,577	No	4	A	Direct
38,496	No	4	A	Direct

Footnotes

Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan.
Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.