Filing Details

Accession Number:
0001209191-20-053262
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-02 17:20:41
Reporting Period:
2020-09-30
Accepted Time:
2020-10-02 17:20:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
94845 Levi Strauss & Co LEVI Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) 940905160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1263162 Seth Jaffe C/O Levi Strauss &Amp; Co.
1155 Battery Street
San Francisco CA 94111
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-10-01 8,123 $0.00 91,854 No 4 C Direct
Class A Common Stock Disposition 2020-10-01 8,123 $13.85 83,731 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Appreciation Rights Disposition 2020-09-30 31,063 $0.00 31,063 $6.45
Class A Common Stock Class B Common Stock Acquisiton 2020-09-30 31,063 $6.45 31,063 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-09-30 22,940 $13.40 22,940 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-10-01 8,123 $0.00 8,123 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,063 2021-02-05 No 4 M Direct
259,543 No 4 M Direct
236,603 No 4 D Direct
228,480 No 4 C Direct
Footnotes
  1. The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
  2. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
  3. Price represents the weighted average sale price of the shares sold. The sale price ranged from $13.64 to $14.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  4. 100% of these stock appreciation rights are fully vested.
  5. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.