Filing Details
- Accession Number:
- 0001567619-20-017292
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-30 20:32:28
- Reporting Period:
- 2020-09-28
- Accepted Time:
- 2020-09-30 20:32:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1628171 | Revolution Medicines Inc. | RVMD | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1246842 | A Mark Goldsmith | C/O Revolution Medicines, Inc. 700 Saginaw Drive Redwood City CA 94063 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-28 | 10,132 | $4.09 | 10,132 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-28 | 10,132 | $34.11 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-09-28 | 7,500 | $34.08 | 94,279 | No | 4 | S | Indirect | Trust |
| Common Stock | Acquisiton | 2020-09-29 | 10,447 | $4.09 | 10,447 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-09-29 | 20,076 | $4.73 | 30,523 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-29 | 30,523 | $34.14 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-09-29 | 21,088 | $34.08 | 73,191 | No | 4 | S | Indirect | Trust |
| Common Stock | Acquisiton | 2020-09-30 | 42,548 | $4.73 | 42,548 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-09-30 | 30 | $1.12 | 42,578 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-30 | 42,578 | $34.40 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-09-30 | 1,312 | $34.12 | 71,879 | No | 4 | S | Indirect | Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Trust |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Trust |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-09-28 | 10,132 | $0.00 | 10,132 | $4.09 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-09-29 | 10,447 | $0.00 | 10,447 | $4.09 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-09-29 | 20,076 | $0.00 | 20,076 | $4.73 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-09-30 | 42,548 | $0.00 | 42,548 | $4.73 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-09-30 | 30 | $0.00 | 30 | $1.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 341,676 | 2029-03-12 | No | 4 | M | Direct | |
| 331,229 | 2029-03-12 | No | 4 | M | Direct | |
| 563,389 | 2029-08-08 | No | 4 | M | Direct | |
| 520,841 | 2029-03-12 | No | 4 | M | Direct | |
| 83,486 | 2028-04-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 493,452 | Indirect | Trust |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- The transaction was executed in multiple trades in prices ranging from $34.00 to $34.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The transaction was executed in multiple trades in prices ranging from $34.00 to $34.3750, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Held by the Goldsmith Children 2011 Irrevocable Education Trust.
- The transaction was executed in multiple trades in prices ranging from $34.00 to $34.55, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The transaction was executed in multiple trades in prices ranging from $34.00 to $34.56, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The transaction was executed in multiple trades in prices ranging from $34.00 to $34.70, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The transaction was executed in multiple trades in prices ranging from $34.03 to $34.29, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Held by Mark A. Goldsmith and Anne E. Midler 2002 Revocable Living Trust.
- This option is early exercisable. One forty-eighth (1/48th) of the shares subject to the option will vest on each monthly anniversary measured from March 13, 2019 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.
- This option is early exercisable. One forty-eighth (1/48th) of the shares subject to the option will vest on each monthly anniversary measured from August 9, 2019 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.
- This option is early exercisable. One forty-eighth (1/48th) of the shares subject to the option will vest on each monthly anniversary measured from March 29, 2018 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.
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