Filing Details

Accession Number:
0001209191-20-052317
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-29 16:18:28
Reporting Period:
2020-09-25
Accepted Time:
2020-09-29 16:18:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1345126 Compass Diversified Holdings CODI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204375 M Gordon Burns 301 Riverside Avenue
Second Floor
Westport CT 06880
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series B Preferred Acquisiton 2020-09-25 4,297 $23.71 20,797 No 4 P Indirect By Revocable Trust
Series B Preferred Acquisiton 2020-09-28 2,500 $23.99 23,297 No 4 P Indirect By Revocable Trust
Series C Preferred Acquisiton 2020-09-28 2,500 $23.99 2,500 No 4 P Indirect By Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Revocable Trust
No 4 P Indirect By Revocable Trust
No 4 P Indirect By Revocable Trust
Footnotes
  1. Each Series B Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying Series B trust preferred interest of the Company held by the Trust.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.60 to $23.75, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
  3. Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.99 to $24.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
  5. Each Series C Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying Series C trust preferred interest of the Company held by the Trust.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.