Filing Details
- Accession Number:
- 0001213900-20-028620
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-09-28 13:45:15
- Reporting Period:
- 2020-09-23
- Accepted Time:
- 2020-09-28 13:45:15
- Original Submission Date:
- 2020-09-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1643953 | Purple Innovation Inc. | PRPL | Household Furniture (2510) | 474078206 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1771311 | Lee Craig Phillips | C/O Purple Innovation, Inc., 4100 N.chapel Ridge Rd., Suite 200 Lehi UT 84043 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-09-23 | 51,310 | $8.17 | 54,310 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-09-23 | 51,310 | $23.89 | 3,000 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2020-09-25 | 48,690 | $8.17 | 51,690 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-09-25 | 48,690 | $24.00 | 3,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-09-23 | 51,310 | $0.00 | 51,310 | $8.17 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-09-25 | 48,690 | $0.00 | 48,690 | $8.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 273,690 | 2024-10-01 | No | 4 | M | Direct | |
| 225,000 | 2024-10-01 | No | 4 | M | Direct |
Footnotes
- 25% of the options granted vested and became exercisable on March 16, 2020. The remaining 75% of the options are vesting and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2020 in the amount of one-forty-eighth of the full amount for the remaining three years.
- The original Form 4 filed on September 25, 2020 is amended by this Form 4 Amendment to correct the number of derivative securities beneficially owned following the reported transactions.
Billionaire Hedge Funds
