Filing Details

Accession Number:
0001575705-20-000206
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-25 21:20:19
Reporting Period:
2020-06-30
Accepted Time:
2020-09-25 21:20:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8504 Ageagle Aerial Systems Inc. UAVS Aircraft (3721) 880422242
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1589809 M. Nicole Fernandez-Mcgovern C/O Ageagle Aerial Systems Inc.
8863 E. 34Th Street North
Wichita KS 67226
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Acquisiton 2020-09-17 35,000 $0.06 105,000 No 4 M Direct
Common Stock, Par Value $0.001 Disposition 2020-09-17 35,000 $2.65 70,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to purchase common stock, par value $0.001 per share Disposition 2020-09-17 35,000 $0.00 35,000 $0.06
Common Stock Options to purchase common stock, par value $0.001 per share Disposition 2020-06-30 12,500 $1.64 12,500 $1.64
Common Stock Options to purchase common stock, par value $0.001 per share Disposition 2020-06-30 12,500 $1.82 12,500 $1.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
707,533 2027-10-02 No 4 M Direct
695,033 2023-09-29 No 4 J Direct
682,533 2023-06-29 No 4 J Direct
Footnotes
  1. The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.
  3. The options became exercisable and vested in equal installments over a two-year period.
  4. The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.
  5. The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan in 2018. The options were cancelled in June 2020.